Podcast

FINRA Unscripted

Author: FINRA
Feed episode count: 62
Official site: https://www.finra.org/media-center/finra-unscripted/
RSS: https://feeds.simplecast.com/_3kR7q6g
JSON: /v1/public/podcasts/finra-unscripted-916397
Markdown: /podcast/finra-unscripted-916397.md

Summary

FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.

Episodes

Jul 7, 2026 · not_requested

How FINRA Turns Member Feedback Into Action

Duration seconds: 1342
Source: https://www.finra.org/media-center/finra-unscripted/how-finra-turns-member-feedback-into-action

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Jun 2, 2026 · not_requested

Inside FINRA Forward: A Conversation with FINRA Board Chair Scott Curtis

Duration seconds: 1634
Source: https://www.finra.org/media-center/finra-unscripted/inside-finra-forward-a-conversation-with-finra-board-chair-scott-curtis

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May 5, 2026 · not_requested

How FINRA Is Enhancing Member Firm Examinations

Duration seconds: 2073
Source: https://www.finra.org/media-center/finra-unscripted/how-finra-is-enhancing-member-firm-examinations

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Apr 7, 2026 · not_requested

Trading Around the Clock: Inside FINRA's Trade Reporting Enhancements

Duration seconds: 1382
Source: https://www.finra.org/media-center/finra-unscripted/trading-around-clock-inside-finras-trade-reporting-enhancements

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Mar 3, 2026 · not_requested

How FINRA Is Streamlining Data Requests

Duration seconds: 2070
Source: https://www.finra.org/media-center/finra-unscripted/how-finra-is-streamlining-data-requests

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Feb 3, 2026 · not_requested

Financial Security in 2026: Tips for Investors and How Firms Can Help

Duration seconds: 1134
Source: https://www.finra.org/media-center/finra-unscripted/financial-security-in-2026-tips-for-investors-and-how-firms-can-help

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Jan 6, 2026 · not_requested

Investors in the United States: Key Trends and Insights from the National Financial Capability Study

Duration seconds: 2228
Source: https://www.finra.org/media-center/finra-unscripted/investors-in-the-united-states-key-trends-and-insights-from-the-national-financial-capability-study

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Dec 9, 2025 · not_requested

Navigating the 2026 Regulatory Oversight Report: Key Insights from FINRA Leadership

Duration seconds: 2561
Source: https://www.finra.org/media-center/finra-unscripted/navigating-the-2026-regulatory-oversight-report-key-insights-from-finra-leadership

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Dec 2, 2025 · not_requested

Making Your Voice Heard Through FINRA Member Engagement

Duration seconds: 1966
Source: https://www.finra.org/media-center/finra-unscripted/making-your-voice-heard-through-finra-member-engagement

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Nov 19, 2025 · not_requested

Building Cybersecurity Resilience Through FINRA Forward

Duration seconds: 2442
Source: https://www.finra.org/media-center/finra-unscripted/building-cybersecurity-resilience-through-finra-forward

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Nov 4, 2025 · not_requested

A Conversation with FINRA CEO Robert Cook and Small Firm Advisory Committee Chair Preston Haxo

Duration seconds: 1611
Source: https://www.finra.org/media-center/finra-unscripted/a-conversation-with-finra-ceo-robert-cook-and-sfac-chair-preston-haxo

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Oct 7, 2025 · not_requested

Encore | Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals

Duration seconds: 952
Source: https://www.finra.org/media-center/finra-unscripted/encore-investing-wisely-in-2025-avoiding-scams-and-achieving-your-financial-goals

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Sep 16, 2025 · not_requested

Previewing FINRA’s Crypto and Blockchain Education Program

Duration seconds: 1063
Source: https://www.finra.org/media-center/finra-unscripted/previewing-finras-crypto-and-blockchain-education-program

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Aug 5, 2025 · not_requested

National Financial Capability Study: Key Trends and Insights

Duration seconds: 1952
Source: https://www.finra.org/media-center/finra-unscripted/

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Jul 15, 2025 · not_requested

A Conversation With FINRA Chair Scott Curtis

Duration seconds: 1691
Source: https://www.finra.org/media-center/finra-unscripted/

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Jun 17, 2025 · not_requested

Robert Cook on FINRA Forward, and More

Duration seconds: 1388
Source: https://www.finra.org/media-center/finra-unscripted/

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May 6, 2025 · not_requested

Vendor Vigilance: Navigating Third-Party Risk

Duration seconds: 1100
Source: https://www.finra.org/media-center/finra-unscripted/

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Apr 1, 2025 · not_requested

Protecting Investors: FINRA Securities Helpline for Seniors' 10th Anniversary

Duration seconds: 1649
Source: https://www.finra.org/media-center/finra-unscripted/protecting-investors-finra-securities-helpline-seniors-10th-anniversary

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Mar 4, 2025 · not_requested

Protecting Yourself from Financial Fraud: Navigating an Evolving Landscape

Duration seconds: 1876
Source: https://www.finra.org/media-center/finra-unscripted/protecting-yourself-from-financial-fraud-navigating-evolving-landscape

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Feb 11, 2025 · not_requested

Using Data to Stay Ahead of Risk: Introducing FINRA’s StratIntel Team

Duration seconds: 2115
Source: https://www.finra.org/media-center/finra-unscripted/using-data-to-stay-ahead-of-risk-introducing-finras-stratintel-team

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Jan 28, 2025 · not_requested

Unpacking the 2025 FINRA Annual Regulatory Oversight Report

Duration seconds: 1499
Source: https://www.finra.org/media-center/finra-unscripted/unpacking-the-2025-regulatory-oversight-report

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Jan 7, 2025 · not_requested

Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals

Duration seconds: 916
Source: https://www.finra.org/media-center/finra-unscripted/investing-wisely-in-2026-avoiding-scams-and-achieving-your-financial-goals

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Dec 10, 2024 · not_requested

Unlocking Transparency: Navigating FINRA’s Market Data Offerings

Duration seconds: 1425
Source: https://finra.org/media-center/finra-unscripted/unlocking-transparency-navigating-finras-market-data-offerings

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Nov 26, 2024 · not_requested

Encore | An Introduction to FINRA’s Crypto Asset Work and the Crypto Hub

Duration seconds: 1927
Source: https://www.finra.org/media-center/finra-unscripted/encore-intro-to-the-crypto-hub

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Nov 12, 2024 · not_requested

Special Investigations Unit: Combating Money Laundering and Fraud in the Securities Industry

Duration seconds: 1816
Source: https://www.finra.org/media-center/finra-unscripted/special-investigations-unit-combating-money-laundering-fraud-securities-industry

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