Episode

Navigating the 2026 Regulatory Oversight Report: Key Insights from FINRA Leadership

Podcast: FINRA Unscripted
Published: Dec 9, 2025
Duration seconds: 2561
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Canonical source: https://www.finra.org/media-center/finra-unscripted/navigating-the-2026-regulatory-oversight-report-key-insights-from-finra-leadership
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Summary

On this episode, FINRA leaders discuss the 2026 Regulatory Oversight Report, covering emerging threats from AI and crypto, evolving fraud schemes, cybersecurity risks, effective practices, and more. Learn how firms can leverage the information in the report for strengthened compliance planning.