Episode

How FINRA Is Streamlining Data Requests

Podcast: FINRA Unscripted
Published: Mar 3, 2026
Duration seconds: 2070
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Canonical source: https://www.finra.org/media-center/finra-unscripted/how-finra-is-streamlining-data-requests
Audio: https://cdn.simplecast.com/media/audio/transcoded/e5b7ecca-51df-450d-b0f1-8961f03d8d05/69e35d12-29c9-4f16-a9f1-0ec4a04d1c24/episodes/audio/group/5c51f1a1-bad2-4daf-b296-26aba4318690/group-item/eaaa9be5-e41b-45c4-85c2-951bf171f670/128_default_tc.mp3?aid=rss_feed&feed=_3kR7q6g
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Summary

On this episode of FINRA Unscripted, discover how data drives securities oversight at every level, from firm examinations to suspicious trading detection. FINRA leaders discuss evolving approaches to data requests, using technology and collaboration to work smarter, reduce regulatory burden, and strengthen investor protection.