Episode

Special Investigations Unit: Combating Money Laundering and Fraud in the Securities Industry

Podcast

FINRA Unscripted

Published

Nov 12, 2024

Duration seconds

1816

Processing state

not_requested

Canonical source

https://www.finra.org/media-center/finra-unscripted/special-investigations-unit-combating-money-laundering-fraud-securities-industry

Audio

https://cdn.simplecast.com/audio/69e35d12-29c9-4f16-a9f1-0ec4a04d1c24/episodes/f4fdcc99-7384-4c44-b40d-807e347a1835/audio/a6ba769d-455d-4cf0-bd11-e8ee83987fb8/default_tc.mp3?aid=rss_feed&feed=_3kR7q6g

JSON

/v1/public/podcasts/finra-unscripted-916397/episodes/special-investigations-unit-combating-money-laundering-and-fraud-in-the-securities-industry

Markdown

/podcast/finra-unscripted-916397/special-investigations-unit-combating-money-laundering-and-fraud-in-the-securities-industry.md

Actions

• POST https://stenobird.com/v1/public/podcasts/finra-unscripted-916397/episodes/special-investigations-unit-combating-money-laundering-and-fraud-in-the-securities-industry/transcription-requests
  Idempotently request low-priority transcript generation for this episode.
• GET https://stenobird.com/podcast/finra-unscripted-916397/special-investigations-unit-combating-money-laundering-and-fraud-in-the-securities-industry.md
  Read the agent-friendly Markdown representation of this episode resource.

Summary

In the securities world today, there is little daylight between money laundering and fraud. On this episode, we learn how FINRA’s Special Investigations Unit works to detect and investigate cases of illicit finance and market abuse, as well as how they proactively identify and mitigate threats.