Episode

A Conversation with FINRA CEO Robert Cook and Small Firm Advisory Committee Chair Preston Haxo

Podcast

FINRA Unscripted

Published

Nov 4, 2025

Duration seconds

1611

Processing state

not_requested

Canonical source

https://www.finra.org/media-center/finra-unscripted/a-conversation-with-finra-ceo-robert-cook-and-sfac-chair-preston-haxo

Audio

https://cdn.simplecast.com/audio/69e35d12-29c9-4f16-a9f1-0ec4a04d1c24/episodes/132c33ae-18b8-42a0-951e-fd569663a26f/audio/29eca996-9c72-4e9e-93de-72df2ba227c4/default_tc.mp3?aid=rss_feed&feed=_3kR7q6g

JSON

/v1/public/podcasts/finra-unscripted-916397/episodes/a-conversation-with-finra-ceo-robert-cook-and-small-firm-advisory-committee-chair-preston-haxo

Markdown

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Summary

In early October, FINRA CEO Robert Cook joined Small Firm Advisory Committee (SFAC) Chair Preston Haxo for a conversation at FINRA’s Small Firm Conference. The two spoke about FINRA Forward, the vital role of the SFAC, the practical ways firms can engage with FINRA, and more. On this episode of FINRA Unscripted, we tune in to that conversation.