Episode

Enrolled Agent Exam [Part 3] 29, Censure Suspension Disbarment and Monetary Penalties

Podcast
Finance Exam Prep
Published
Sep 3, 2026
Duration seconds
212
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not_requested
Canonical source
https://open-exam-prep.com/
Audio
https://episodes.captivate.fm/episode/e0d71c1c-8e58-43e1-adfa-893c816deb5c.mp3
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Markdown
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Summary

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening access to high-quality exam preparation resources and helping learners prepare more effectively for professional certification exams. In this episode you will learn: - The specific conduct standards—willful, reckless, or grossly incompetent—that can lead to sanctions under Circular 230. - The practical differences between censure (a public reprimand), suspension (temporary ban), and disbarment (minimum five-year ban). - How monetary penalties are calculated, up to the gross income derived from the misconduct, and can be applied to both individuals and firms. - That a firm can be held liable and penalized if it knew or reasonably should have known about a practitioner's misconduct. - The direct impact of sanctions on a practitioner's ability to represent clients before the IRS. For more free exam prep tools, practice questions, and AI-powered explanations, visit https://open-exam-prep.com/ or YouTube Channel: https://www.youtube.com/@Open-exam-prep