# [Series 65] 74, Insider Trading and Market Manipulation

Page: https://stenobird.com/podcast/open-exam-prep-7140559/series-65-74-insider-trading-and-market-manipulation
Text version: https://stenobird.com/podcast/open-exam-prep-7140559/series-65-74-insider-trading-and-market-manipulation.md
Podcast: [Open Exam Prep](https://stenobird.com/podcast/open-exam-prep-7140559)
Published: 2026-06-06T01:01:53+00:00
Episode link: https://open-exam-prep.captivate.fm/episode/series-65-74-insider-trading-and-market-manipulation
Audio file: https://episodes.captivate.fm/episode/d66f9b16-5170-482c-837c-d4fd9a50656a.mp3
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JSON: https://stenobird.com/v1/public/podcasts/open-exam-prep-7140559/episodes/series-65-74-insider-trading-and-market-manipulation
Duration seconds: 272

## Resource

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening access to high-quality exam preparation resources and helping learners prepare more effectively for professional certification exams. In this episode you will learn: - What constitutes material nonpublic information and how it's tested on the exam. - The specific requirements for establishing tipper-tippee liability, including the 'personal benefit' test. - How firms use 'Chinese Walls' as a procedural safeguard to prevent the misuse of inside information. - Key market manipulation tactics like wash trades, marking the close, and pump and dump schemes. - The severe civil and criminal penalties for insider trading, including treble damages and imprisonment. For more free exam prep tools, practice questions, and AI-powered explanations, visit https://open-exam-prep.com/ or YouTube Channel: https://www.youtube.com/@Open-exam-prep

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## Transcript

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